Rules for Uniform Domain Name Dispute Resolution Policy
As Approved
by ICANN on October 24, 1999
Administrative proceedings
for the resolution of disputes under the Uniform Dispute
Resolution Policy adopted by ICANN shall be governed by
these Rules and also the Supplemental Rules of the Provider
administering the proceedings, as posted on its web site.
1.
Definitions
In these Rules:
Complainant
means the party initiating a complaint concerning a domain-name
registration.
ICANN
refers to the Internet Corporation for Assigned Names
and Numbers.
Mutual
Jurisdiction means a court jurisdiction at the location
of either (a) the principal office of the Registrar (provided
the domain-name holder has submitted in its Registration
Agreement to that jurisdiction for court adjudication
of disputes concerning or arising from the use of the
domain name) or (b) the domain-name holder's address as
shown for the registration of the domain name in Registrar's
Whois database at the time the complaint is submitted
to the Provider.
Panel
means an administrative panel appointed by a Provider
to decide a complaint concerning a domain-name registration.
Panelist
means an individual appointed by a Provider to be a member
of a Panel.
Party
means a Complainant or a Respondent.
Policy
means the Uniform
Domain Name Dispute Resolution Policy that is incorporated
by reference and made a part of the Registration Agreement.
Provider
means a dispute-resolution service provider approved by
ICANN. A list of such Providers appears at http://ww.icann.org/udrp/approved-providers.htm.
Registrar
means the entity with which the Respondent has registered
a domain name that is the subject of a complaint.
Registration
Agreement means the agreement between a Registrar
and a domain-name holder.
Respondent
means the holder of a domain-name registration against
which a complaint is initiated.
Reverse
Domain Name Hijacking means using the Policy in bad
faith to attempt to deprive a registered domain-name holder
of a domain name.
Supplemental
Rules means the rules adopted by the Provider administering
a proceeding to supplement these Rules. Supplemental Rules
shall not be inconsistent with the Policy or these Rules
and shall cover such topics as fees, word and page limits
and guidelines, the means for communicating with the Provider
and the Panel, and the form of cover sheets.
2.
Communications
(a)
When forwarding a complaint to the Respondent, it shall
be the Provider's responsibility to employ reasonably
available means calculated to achieve actual notice to
Respondent. Achieving actual notice, or employing the
following measures to do so, shall discharge this responsibility:
(i)
sending the complaint to all postal-mail and facsimile
addresses (A) shown in the domain name's registration
data in Registrar's Whois database for the registered
domain-name holder, the technical contact, and the administrative
contact and (B) supplied by Registrar to the Provider
for the registration's billing contact; and
(ii)
sending the complaint in electronic form (including
annexes to the extent available in that form) by e-mail
to:
(A)
the e-mail addresses for those technical, administrative,
and billing contacts;
(B)
postmaster@<the contested domain name>; and
(C)
if the domain name (or "www." followed by
the domain name) resolves to an active web page (other
than a generic page the Provider concludes is maintained
by a registrar or ISP for parking domain-names registered
by multiple domain-name holders), any e-mail address
shown or e-mail links on that web page; and
(iii)
sending the complaint to any address the Respondent
has notified the Provider it prefers and, to the extent
practicable, to all other addresses provided to the
Provider by Complainant under Paragraph
3(b)(v).
(b)
Except as provided in Paragraph 2(a),
any written communication to Complainant or Respondent
provided for under these Rules shall be made by the preferred
means stated by the Complainant or Respondent, respectively
(see Paragraphs 3(b)(iii) and 5(b)(iii)),
or in the absence of such specification
(i)
by telecopy or facsimile transmission, with a confirmation
of transmission; or
(ii)
by postal or courier service, postage pre-paid and return
receipt requested; or
(iii)
electronically via the Internet, provided a record of
its transmission is available.
(c)
Any communication to the Provider or the Panel shall be
made by the means and in the manner (including number
of copies) stated in the Provider's Supplemental Rules.
(d)
Communications shall be made in the language prescribed
in Paragraph 11. E-mail communications
should, if practicable, be sent in plaintext.
(e)
Either Party may update its contact details by notifying
the Provider and the Registrar.
(f)
Except as otherwise provided in these Rules, or decided
by a Panel, all communications provided for under these
Rules shall be deemed to have been made:
(i)
if delivered by telecopy or facsimile transmission,
on the date shown on the confirmation of transmission;
or
(ii)
if by postal or courier service, on the date marked
on the receipt; or
(iii)
if via the Internet, on the date that the communication
was transmitted, provided that the date of transmission
is verifiable.
(g)
Except as otherwise provided in these Rules, all time
periods calculated under these Rules to begin when a communication
is made shall begin to run on the earliest date that the
communication is deemed to have been made in accordance
with Paragraph 2(f).
(h)
Any communication by
(i)
a Panel to any Party shall be copied to the Provider
and to the other Party;
(ii)
the Provider to any Party shall be copied to the other
Party; and
(iii)
a Party shall be copied to the other Party, the Panel
and the Provider, as the case may be.
(i)
It shall be the responsibility of the sender to retain
records of the fact and circumstances of sending, which
shall be available for inspection by affected parties
and for reporting purposes.
(j)
In the event a Party sending a communication receives
notification of non-delivery of the communication, the
Party shall promptly notify the Panel (or, if no Panel
is yet appointed, the Provider) of the circumstances of
the notification. Further proceedings concerning the communication
and any response shall be as directed by the Panel (or
the Provider).
3.
The Complaint
(a)
Any person or entity may initiate an administrative proceeding
by submitting a complaint in accordance with the Policy
and these Rules to any Provider approved by ICANN. (Due
to capacity constraints or for other reasons, a Provider's
ability to accept complaints may be suspended at times.
In that event, the Provider shall refuse the submission.
The person or entity may submit the complaint to another
Provider.)
(b)
The complaint shall be submitted in hard copy and (except
to the extent not available for annexes) in electronic
form and shall:
(i)
Request that the complaint be submitted for decision
in accordance with the Policy and these Rules;
(ii)
Provide the name, postal and e-mail addresses, and the
telephone and telefax numbers of the Complainant and
of any representative authorized to act for the Complainant
in the administrative proceeding;
(iii)
Specify a preferred method for communications directed
to the Complainant in the administrative proceeding
(including person to be contacted, medium, and address
information) for each of (A) electronic-only material
and (B) material including hard copy;
(iv)
Designate whether Complainant elects to have the dispute
decided by a single-member or a three-member Panel and,
in the event Complainant elects a three-member Panel,
provide the names and contact details of three candidates
to serve as one of the Panelists (these candidates may
be drawn from any ICANN-approved Provider's list of
panelists);
(v)
Provide the name of the Respondent (domain-name holder)
and all information (including any postal and e-mail
addresses and telephone and telefax numbers) known to
Complainant regarding how to contact Respondent or any
representative of Respondent, including contact information
based on pre-complaint dealings, in sufficient detail
to allow the Provider to send the complaint as described
in Paragraph 2(a);
(vi)
Specify the domain name(s) that is/are the subject of
the complaint;
(vii)
Identify the Registrar(s) with whom the domain name(s)
is/are registered at the time the complaint is filed;
(viii)
Specify the trademark(s) or service mark(s) on which
the complaint is based and, for each mark, describe
the goods or services, if any, with which the mark is
used (Complainant may also separately describe other
goods and services with which it intends, at the time
the complaint is submitted, to use the mark in the future.);
(ix)
Describe, in accordance with the Policy, the grounds
on which the complaint is made including, in particular,
(1)
the manner in which the domain name(s) is/are identical
or confusingly similar to a trademark or service mark
in which the Complainant has rights; and
(2)
why the Respondent (domain-name holder) should be
considered as having no rights or legitimate interests
in respect of the domain name(s) that is/are the subject
of the complaint; and
(3)
why the domain name(s) should be considered as having
been registered and being used in bad faith
(The
description should, for elements (2) and (3), discuss
any aspects of Paragraphs 4(b) and 4(c) of the Policy that are applicable.
The description shall comply with any word or page limit
set forth in the Provider's Supplemental Rules.);
(x)
Specify, in accordance with the Policy, the remedies
sought;
(xi)
Identify any other legal proceedings that have been
commenced or terminated in connection with or relating
to any of the domain name(s) that are the subject of
the complaint;
(xii)
State that a copy of the complaint, together with the
cover sheet as prescribed by the Provider's Supplemental
Rules, has been sent or transmitted to the Respondent
(domain-name holder), in accordance with Paragraph 2(b);
(xiii)
State that Complainant will submit, with respect to
any challenges to a decision in the administrative proceeding
canceling or transferring the domain name, to the jurisdiction
of the courts in at least one specified Mutual Jurisdiction;
(xiv)
Conclude with the following statement followed by the
signature of the Complainant or its authorized representative:
"Complainant
agrees that its claims and remedies concerning the
registration of the domain name, the dispute, or the
dispute's resolution shall be solely against the domain-name
holder and waives all such claims and remedies against
(a) the dispute-resolution provider and panelists,
except in the case of deliberate wrongdoing, (b) the
registrar, (c) the registry administrator, and (d)
the Internet Corporation for Assigned Names and Numbers,
as well as their directors, officers, employees, and
agents."
"Complainant
certifies that the information contained in this Complaint
is to the best of Complainant's knowledge complete
and accurate, that this Complaint is not being presented
for any improper purpose, such as to harass, and that
the assertions in this Complaint are warranted under
these Rules and under applicable law, as it now exists
or as it may be extended by a good-faith and reasonable
argument."; and
(xv)
Annex any documentary or other evidence, including a
copy of the Policy applicable to the domain name(s)
in dispute and any trademark or service mark registration
upon which the complaint relies, together with a schedule
indexing such evidence.
(c)
The complaint may relate to more than one domain name,
provided that the domain names are registered by the same
domain-name holder.
4.
Notification of Complaint
(a)
The Provider shall review the complaint for administrative
compliance with the Policy and these Rules and, if in
compliance, shall forward the complaint (together with
the explanatory cover sheet prescribed by the Provider's
Supplemental Rules) to the Respondent, in the manner prescribed
by Paragraph 2(a), within three (3)
calendar days following receipt of the fees to be paid
by the Complainant in accordance with Paragraph
19.
(b)
If the Provider finds the complaint to be administratively
deficient, it shall promptly notify the Complainant and
the Respondent of the nature of the deficiencies identified.
The Complainant shall have five (5) calendar days within
which to correct any such deficiencies, after which the
administrative proceeding will be deemed withdrawn without
prejudice to submission of a different complaint by Complainant.
(c)
The date of commencement of the administrative proceeding
shall be the date on which the Provider completes its
responsibilities under Paragraph 2(a)
in connection with forwarding the Complaint to the Respondent.
(d)
The Provider shall immediately notify the Complainant,
the Respondent, the concerned Registrar(s), and ICANN
of the date of commencement of the administrative proceeding.
5.
The Response
(a)
Within twenty (20) days of the date of commencement of
the administrative proceeding the Respondent shall submit
a response to the Provider.
(b)
The response shall be submitted in hard copy and (except
to the extent not available for annexes) in electronic
form and shall:
(i)
Respond specifically to the statements and allegations
contained in the complaint and include any and all bases
for the Respondent (domain-name holder) to retain registration
and use of the disputed domain name (This portion of
the response shall comply with any word or page limit
set forth in the Provider's Supplemental Rules.);
(ii)
Provide the name, postal and e-mail addresses, and the
telephone and telefax numbers of the Respondent (domain-name
holder) and of any representative authorized to act
for the Respondent in the administrative proceeding;
(iii)
Specify a preferred method for communications directed
to the Respondent in the administrative proceeding (including
person to be contacted, medium, and address information)
for each of (A) electronic-only material and (B) material
including hard copy;
(iv)
If Complainant has elected a single-member panel in
the Complaint (see Paragraph 3(b)(iv)),
state whether Respondent elects instead to have the
dispute decided by a three-member panel;
(v)
If either Complainant or Respondent elects a three-member
Panel, provide the names and contact details of three
candidates to serve as one of the Panelists (these candidates
may be drawn from any ICANN-approved Provider's list
of panelists);
(vi)
Identify any other legal proceedings that have been
commenced or terminated in connection with or relating
to any of the domain name(s) that are the subject of
the complaint;
(vii)
State that a copy of the response has been sent or transmitted
to the Complainant, in accordance with Paragraph
2(b); and
(viii)
Conclude with the following statement followed by the
signature of the Respondent or its authorized representative:
"Respondent
certifies that the information contained in this Response
is to the best of Respondent's knowledge complete
and accurate, that this Response is not being presented
for any improper purpose, such as to harass, and that
the assertions in this Response are warranted under
these Rules and under applicable law, as it now exists
or as it may be extended by a good-faith and reasonable
argument."; and
(ix)
Annex any documentary or other evidence upon which the
Respondent relies, together with a schedule indexing
such documents.
(c)
If Complainant has elected to have the dispute decided
by a single-member Panel and Respondent elects a three-member
Panel, Respondent shall be required to pay one-half of
the applicable fee for a three-member Panel as set forth
in the Provider's Supplemental Rules. This payment shall
be made together with the submission of the response to
the Provider. In the event that the required payment is
not made, the dispute shall be decided by a single-member
Panel.
(d)
At the request of the Respondent, the Provider may, in
exceptional cases, extend the period of time for the filing
of the response. The period may also be extended by written
stipulation between the Parties, provided the stipulation
is approved by the Provider.
(e)
If a Respondent does not submit a response, in the absence
of exceptional circumstances, the Panel shall decide the
dispute based upon the complaint.
6.
Appointment of the Panel and Timing of Decision
(a)
Each Provider shall maintain and publish a publicly available
list of panelists and their qualifications.
(b)
If neither the Complainant nor the Respondent has elected
a three-member Panel (Paragraphs 3(b)(iv)
and 5(b)(iv)), the Provider shall
appoint, within five (5) calendar days following receipt
of the response by the Provider, or the lapse of the time
period for the submission thereof, a single Panelist from
its list of panelists. The fees for a single-member Panel
shall be paid entirely by the Complainant.
(c)
If either the Complainant or the Respondent elects to
have the dispute decided by a three-member Panel, the
Provider shall appoint three Panelists in accordance with
the procedures identified in Paragraph 6(e).
The fees for a three-member Panel shall be paid in their
entirety by the Complainant, except where the election
for a three-member Panel was made by the Respondent, in
which case the applicable fees shall be shared equally
between the Parties.
(d)
Unless it has already elected a three-member Panel, the
Complainant shall submit to the Provider, within five
(5) calendar days of communication of a response in which
the Respondent elects a three-member Panel, the names
and contact details of three candidates to serve as one
of the Panelists. These candidates may be drawn from any
ICANN-approved Provider's list of panelists.
(e)
In the event that either the Complainant or the Respondent
elects a three-member Panel, the Provider shall endeavor
to appoint one Panelist from the list of candidates provided
by each of the Complainant and the Respondent. In the
event the Provider is unable within five (5) calendar
days to secure the appointment of a Panelist on its customary
terms from either Party's list of candidates, the Provider
shall make that appointment from its list of panelists.
The third Panelist shall be appointed by the Provider
from a list of five candidates submitted by the Provider
to the Parties, the Provider's selection from among the
five being made in a manner that reasonably balances the
preferences of both Parties, as they may specify to the
Provider within five (5) calendar days of the Provider's
submission of the five-candidate list to the Parties.
(f)
Once the entire Panel is appointed, the Provider shall
notify the Parties of the Panelists appointed and the
date by which, absent exceptional circumstances, the Panel
shall forward its decision on the complaint to the Provider.
7.
Impartiality and Independence
A Panelist shall
be impartial and independent and shall have, before accepting
appointment, disclosed to the Provider any circumstances
giving rise to justifiable doubt as to the Panelist's impartiality
or independence. If, at any stage during the administrative
proceeding, new circumstances arise that could give rise
to justifiable doubt as to the impartiality or independence
of the Panelist, that Panelist shall promptly disclose such
circumstances to the Provider. In such event, the Provider
shall have the discretion to appoint a substitute Panelist.
8.
Communication Between Parties and the Panel
No Party or anyone
acting on its behalf may have any unilateral communication
with the Panel. All communications between a Party and the
Panel or the Provider shall be made to a case administrator
appointed by the Provider in the manner prescribed in the
Provider's Supplemental Rules.
9.
Transmission of the File to the Panel
The Provider shall
forward the file to the Panel as soon as the Panelist is
appointed in the case of a Panel consisting of a single
member, or as soon as the last Panelist is appointed in
the case of a three-member Panel.
10.
General Powers of the Panel
(a)
The Panel shall conduct the administrative proceeding
in such manner as it considers appropriate in accordance
with the Policy and these Rules.
(b)
In all cases, the Panel shall ensure that the Parties
are treated with equality and that each Party is given
a fair opportunity to present its case.
(c)
The Panel shall ensure that the administrative proceeding
takes place with due expedition. It may, at the request
of a Party or on its own motion, extend, in exceptional
cases, a period of time fixed by these Rules or by the
Panel.
(d)
The Panel shall determine the admissibility, relevance,
materiality and weight of the evidence.
(e)
A Panel shall decide a request by a Party to consolidate
multiple domain name disputes in accordance with the Policy
and these Rules.
11.
Language of Proceedings
(a)
Unless otherwise agreed by the Parties, or specified otherwise
in the Registration Agreement, the language of the administrative
proceeding shall be the language of the Registration Agreement,
subject to the authority of the Panel to determine otherwise,
having regard to the circumstances of the administrative
proceeding.
(b)
The Panel may order that any documents submitted in languages
other than the language of the administrative proceeding
be accompanied by a translation in whole or in part into
the language of the administrative proceeding.
12.
Further Statements
In addition to the
complaint and the response, the Panel may request, in its
sole discretion, further statements or documents from either
of the Parties.
13.
In-Person Hearings
There shall be no
in-person hearings (including hearings by teleconference,
videoconference, and web conference), unless the Panel determines,
in its sole discretion and as an exceptional matter, that
such a hearing is necessary for deciding the complaint.
14.
Default
(a)
In the event that a Party, in the absence of exceptional
circumstances, does not comply with any of the time periods
established by these Rules or the Panel, the Panel shall
proceed to a decision on the complaint.
(b)
If a Party, in the absence of exceptional circumstances,
does not comply with any provision of, or requirement
under, these Rules or any request from the Panel, the
Panel shall draw such inferences therefrom as it considers
appropriate.
15.
Panel Decisions
(a)
A Panel shall decide a complaint on the basis of the statements
and documents submitted and in accordance with the Policy,
these Rules and any rules and principles of law that it
deems applicable.
(b)
In the absence of exceptional circumstances, the Panel
shall forward its decision on the complaint to the Provider
within fourteen (14) days of its appointment pursuant
to Paragraph 6.
(c)
In the case of a three-member Panel, the Panel's decision
shall be made by a majority.
(d)
The Panel's decision shall be in writing, provide the
reasons on which it is based, indicate the date on which
it was rendered and identify the name(s) of the Panelist(s).
(e)
Panel decisions and dissenting opinions shall normally
comply with the guidelines as to length set forth in the
Provider's Supplemental Rules. Any dissenting opinion
shall accompany the majority decision. If the Panel concludes
that the dispute is not within the scope of Paragraph
4(a) of the Policy, it shall so state. If after considering
the submissions the Panel finds that the complaint was
brought in bad faith, for example in an attempt at Reverse
Domain Name Hijacking or was brought primarily to harass
the domain-name holder, the Panel shall declare in its
decision that the complaint was brought in bad faith and
constitutes an abuse of the administrative proceeding.
16.
Communication of Decision to Parties
(a)
Within three (3) calendar days after receiving the decision
from the Panel, the Provider shall communicate the full
text of the decision to each Party, the concerned Registrar(s),
and ICANN. The concerned Registrar(s) shall immediately
communicate to each Party, the Provider, and ICANN the
date for the implementation of the decision in accordance
with the Policy.
(b)
Except if the Panel determines otherwise (see Paragraph
4(j) of the Policy), the Provider shall publish the
full decision and the date of its implementation on a
publicly accessible web site. In any event, the portion
of any decision determining a complaint to have been brought
in bad faith (see Paragraph 15(e) of
these Rules) shall be published.
17.
Settlement or Other Grounds for Termination
(a)
If, before the Panel's decision, the Parties agree on
a settlement, the Panel shall terminate the administrative
proceeding.
(b)
If, before the Panel's decision is made, it becomes unnecessary
or impossible to continue the administrative proceeding
for any reason, the Panel shall terminate the administrative
proceeding, unless a Party raises justifiable grounds
for objection within a period of time to be determined
by the Panel.
18.
Effect of Court Proceedings
(a)
In the event of any legal proceedings initiated prior
to or during an administrative proceeding in respect of
a domain-name dispute that is the subject of the complaint,
the Panel shall have the discretion to decide whether
to suspend or terminate the administrative proceeding,
or to proceed to a decision.
(b)
In the event that a Party initiates any legal proceedings
during the pendency of an administrative proceeding in
respect of a domain-name dispute that is the subject of
the complaint, it shall promptly notify the Panel and
the Provider. See Paragraph 8 above.
19.
Fees
(a)
The Complainant shall pay to the Provider an initial fixed
fee, in accordance with the Provider's Supplemental Rules,
within the time and in the amount required. A Respondent
electing under Paragraph 5(b)(iv)
to have the dispute decided by a three-member Panel, rather
than the single-member Panel elected by the Complainant,
shall pay the Provider one-half the fixed fee for a three-member
Panel. See Paragraph 5(c). In all other
cases, the Complainant shall bear all of the Provider's
fees, except as prescribed under Paragraph
19(d). Upon appointment of the Panel, the Provider
shall refund the appropriate portion, if any, of the initial
fee to the Complainant, as specified in the Provider's
Supplemental Rules.
(b)
No action shall be taken by the Provider on a complaint
until it has received from Complainant the initial fee
in accordance with Paragraph 19(a).
(c)
If the Provider has not received the fee within ten (10)
calendar days of receiving the complaint, the complaint
shall be deemed withdrawn and the administrative proceeding
terminated.
(d)
In exceptional circumstances, for example in the event
an in-person hearing is held, the Provider shall request
the Parties for the payment of additional fees, which
shall be established in agreement with the Parties and
the Panel.
20.
Exclusion of Liability
Except in the case
of deliberate wrongdoing, neither the Provider nor a Panelist
shall be liable to a Party for any act or omission in connection
with any administrative proceeding under these Rules.
21.
Amendments
The version of these
Rules in effect at the time of the submission of the complaint
to the Provider shall apply to the administrative proceeding
commenced thereby. These Rules may not be amended without
the express written approval of ICANN.
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